The SEC held a vote on June 5 to advance forward four final rules intended to expand the fiduciary and best interest standards of investment advice out to brokers. However, consumer advocates and fiduciary supporters question if the regulations further the intended goals.
SEC Brings Increased Confusion For Investors With New 'Best Interest' Rule
Forbes - 5 Jun 2019 21:55
The SEC held a vote on June 5 to advance forward four final rules intended to expand the fiduciary and best interest standards of investment advice out to brokers. However, consumer advocates and fiduciary supporters question if the regulations further the intended goals.
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